Navaera - [RiskLists.com]

Today in Anti-Money Laundering

0 New Documents

	"... the Financial Crimes Enforcement Network (FinCEN) ..." (PDF) FINCEN, US - Feb 15, 2012 Significant Phrases: of the, to foreign, to foreign located, within the, in the
	"... the Financial Crimes Enforcement Network (FinCEN) ..." (PDF) FINCEN, US - Feb 14, 2012 Significant Phrases: of the, Charge of, Agent in, Alvarado was appointed, relating to
	"... Financial Crimes Enforcement Network (‘‘FinCEN ..." (PDF) FINCEN, US - Feb 14, 2012 Significant Phrases: Bank Secrecy Act, Bank Secrecy, real estate, Final Rule, U S

Today in Market Surveillance

0 New Documents

	"... ,at 72 ,Fed Reg 5641 0 on October 3,2007; which ..." (PDF) Securities and Exchange Commission, US - Feb 11, 2012 Significant Phrases: of the, in the, from the, the SEC, the foregoing
	"... of the risk in a hedge fund is vastly different ..." (PDF) Securities and Exchange Commission, US - Feb 11, 2012 Significant Phrases: to the, of the, in the, the proposals, definition of
	"... certainly riskier than the majority of the hedge ..." (PDF) Securities and Exchange Commission, US - Feb 11, 2012 Significant Phrases: the hedge, of the, on the, hedge funds, hedge fund

Today in Security/Corporate Responsibility

0 New Documents

	"... of investigations relating to corporate fraud, ..." (PDF) FINCEN, US - Feb 14, 2012 Significant Phrases: of the, Charge of, Agent in, Alvarado was appointed, relating to
	"... . fincen.gov/news_room/rp/files/MLF_Update_4th_ ..." (PDF) FINCEN, US - Feb 14, 2012 Significant Phrases: Bank Secrecy Act, Bank Secrecy, real estate, Final Rule, U S
	"... in the commission of a crime such as bank fraud ..." (PDF) FDIC, US - Feb 13, 2012 Significant Phrases: in the case, defendant s, as well as, as well, financial institution for

Weekly Top Ten Viewed Documents

1	the Financial Crimes Enforcement Network (FinCEN)
2	("FINRA") expelled it for anti-money laundering
3	30, 2012 Self-Regulatory Organizations; Financial
4	, 2012 Self-Regulatory Organizations;
5	of business" doctrines to a 'securities fraud
6	and settlement of transactions in securities
7	organizations. AML-CFT: Anti-money laundering -
8	Financial Crimes Enforcement Network (“FinCEN”),
9	and the hedge fund mutually agreed that Aleritas
10	. Schapiro Chairman Securities and Exchange

<table width="100%" border="0" cellpadding="0" cellspacing="0"
	class="arial13" id="${sectionId}">
    <tr bgcolor="#e9ecf3">
        <td height="22" class="border5" style="padding-left: 30px">${sectionTitle}</td>
        <td align="right" class="border5" style="padding-right: 30px">
        {if isAnonymous.length > 0}
        <a href="${rssLink}" target="_rss"><img
			src="images/128x128_orange.png" width="16" height="16"
			align="absmiddle" /></a>
        {/if} </td>
    </tr>
    <tr>
        <td height="22" class="border5" style="padding-left: 30px"><img
			src="${imageIcon}" width="16" height="16" align="absbottom" /> ${newDocuments} New Documents
	    </td>
        <td align="right" class="border5" style="padding-right: 30px">
            {if showMoreLink.length > 0} 
            <a href="${showMoreLink}" target="moredocs">Show More </a> 
            <a href="${showMoreLink}" target="moredocs">
                <img src="images/search.png" width="16" height="16"
			border="0" align="absmiddle" />
            </a> 
            {/if} </td>
    </tr>
    <tr>
        <td colspan="2"
			style="padding-right: 0; vertical-align: top;">
        	<div style="width:450px; height:263px; overflow:hidden;">
            <table width="100%" border="0" cellpadding="0"
			cellspacing="0" id="${contentId}">
                {for recentDocument in result}
                    <tr
				style="font-family: Arial, Helvetica, sans-serif; font-size: 13px;">
                        <td width="20" align="center" valign="top"
					style="padding-left: 5px; padding-top: 3px">
                            {if recentDocument.tagCloudLink.length > 0}
                                <a href="${recentDocument.tagCloudLink}"
					target="tcloud">
                                    <img src="images/4.png" width="16"
					height="16" border="0" />
                                </a>
                            {/if}
                         </td>
                        <td align="left" valign="top"
					style="padding-left: 5px; padding-bottom: 6px;">
                            <a
					href="${recentDocument.updateVisitCountLink}" target="_newWindow"
					style="text-decoration: none;">
                            <div id="title${recentDocument.rawId}"
					class="arial13blue_normal title"
					onmouseover="javascript:TagToTip('title${recentDocument.rawId}',BALLOON,true,WIDTH,0,FADEOUT, 200,FADEIN,400)">
                                ${recentDocument.title}</div> (${recentDocument.type})
                            </a> 
                        <br />
                        <div id="domain${recentDocument.rawId}"
					class="arial13grey domain"
					onmouseover="javascript:TagToTip('domain${recentDocument.rawId}',BALLOON,true,WIDTH,0,FADEOUT, 200,FADEIN,400)"> 
                             ${recentDocument.source},${recentDocument.location}
                        </div>  <div class="date"> - ${recentDocument.displayDate}
            </div>  <br />
            			<div class="description">
                        Significant Phrases:<span class="arial13blue">
                            ${recentDocument.topSignificantPhrases}
							</span>
                        </div>
                        </td>
                    </tr>
                {/for}
            </table> 
            </div>
        </td>
    </tr>
</table>